Broker or brokerage firm
FINRA
Research brokers and brokerage firms, or raise a concern about their conduct.
WHEN SOMETHING DOESN’T FEEL RIGHT
Find the Right Place
to Raise a Concern.
Choose the official channel that fits your situation. You can access these resources directly without submitting a lead form.
Find the Right Reporting Channel ↓If money or account access is at immediate risk
Contact your bank or financial institution promptly using a number from its official website or your statement. Preserve messages and transaction records.
OFFICIAL RESOURCES / DIRECT ACCESS
Check the Record.
Know Where to Turn.
Research a professional or find the right place to report a concern.
External resources. These organizations do not sponsor or endorse Fighting Wall St. Registration does not guarantee an investment or professional is safe.
Investment adviser or securities concern
SEC
Look up investment advisers and report possible securities-law violations.
Tax return preparer
IRS
Find credential information and report suspected tax-preparer misconduct.
Insurance company, agent or claim
NAIC
Find your state insurance department for licensing information and complaints.
CFPB
Banking, credit, mortgages or debt
CFPB
Find the federal consumer complaint process for financial products and services.
Scams, fraud or deceptive practices
FTC
Report suspected scams and find the official identity-theft recovery process.
BEFORE YOU SUBMIT
Keep the Facts Together.
Write a short timeline. Separate what you personally observed from what you suspect, and follow the receiving agency’s instructions about supporting documents.
Use the official destination’s secure process for confidential records. Fighting Wall St. does not receive, investigate or file regulatory complaints on your behalf.
Submitting a complaint does not guarantee reimbursement or resolve a legal claim. The relevant agency explains its role and the available next steps.
Return to the Verification Desk ↗